Selasa, 27 Mei 1997

The United States Constitution Is Non Dysfunctional

For the symposium on Sanford Levinson too Jack M. Balkin, Democracy too Dysfunction (University of Chicago Press, 2019).

Steven G. Calabresi

May 12, 2019
Providence, Rhode Island

Dear Jack too Sandy:

Thank yous enormously for inviting me to comment on your novel book.  While I believe the U.S. constitutional scheme is badly inwards demand of some reforms, I mean value the U.S. Constitution, equally amended, is the best such document in whatsoever of the G-20 constitutional democracies today, too I mean value yous both seriously underestimate its comparative virtues. 

I non alone disagree that the U.S. scheme is dysfunctional, but I also mean value it is a first-class success that should hold upwards widely copied. 

I shall comment respectively on: 1) the world scene today; 2) the undeniable success story of the U.S. Constitution; 3) the reasons why I make not agree with yous that the Constitution is dysfunctional; too 4) some reforms, which would brand the Constitution piece of work better.

I.                   The World Scene inwards 2019

I must laid about yesteryear stating a preference for the most populous too territorially large democratically self-governing polities possible. 

I would eventually similar to run into the emergence of a weak global federal republic of the G-20 constitutional democracies i.e.: 1) the United States; 2) the United Kingdom; 3) France; 4) Germany; 5) Japan; 6) Italy; 7) India; 8) Canada; 9) Australia; 10) South Korea; 11) Brazil; 12) South Africa; 13) Indonesia; 14) Mexico; too 15) the European Union.

I believe populous too territorially large democracies volition attain iv goals: 

First, they volition reap huge economies of scale inwards running: 1) an international Space Station too Lunar too Mars exploration function; 2) they volition reap huge economies of scale inwards running an international ballistic missile defence strength against militant oligarchies similar PRC too Russian Federation too an effective regime for ending terrorism from the Middle East; too 3) they volition reap huge economies of scale inwards setting upwards airports, highways, network systems too other dandy world industrial plant too inwards facilitating global commerce.

Second, I believe a G-15 federal authorities could redistribute wealth globally whereas the electrical current scheme atomic number 82 to races to the bottom too to a host of collective activity problems inwards dealing with races to the bottom inwards redistributing wealth; too races to the bottom inwards overfishing of the seas; inwards unloose energy production; too collective activity problems hindering the evolution of missiles to destroy unsafe asteroids, which powerfulness collide with our planet.

Third, I believe a G-15 federal authorities could address problems similar Global Warming; air too H2O pollution too trash inwards infinite inwards depression world infinite orbit.  Nations today generate negative externalities for i some other inwards the cast of excess carbon dioxide production, which a global federation powerfulness stop.

Fourth, I believe a G-15 federal authorities would hold upwards to a greater extent than protective of private human rights than are the electrical current separate land states essentially for the reasons James Madison expounds inwards Federalist 10.  Expand the polity; too yous growth the number of little involvement groups.  As yous make so, they likelihood that i involvement grouping volition ride fell over the others goes agency down.

Of course, at that topographic point are powerful reasons to maintain a Global G-20 Democratic Government federal too express inwards powers.  First, the xv land states bring different cultures, traditions, tastes preferences, too they appear different unique problems.  Second, i powerfulness wishing the 15 land states inwards a USA of the world competing with i some other yesteryear experimenting with different economic, social, too cultural policies for the allegiance of citizens too businesses.  Third, it is easier too less costly for voters to monitor land province governments than a Global Federal Government.  For this argue equally well, powerfulness should hold upwards decentralized.

II.                 The USA Today is Not Dysfunctional

The USA of America is today the 3rd most populous province inwards the world later on PRC too India, too it is also the 3rd largest territorially later on Russian Federation too PRC if i subtracts, equally i should, Tibet from China.  The USA is miraculously held together yesteryear its segmentation into 50 little land states rather than enjoin iv mega-states like:  1) the Northwest; 2) the South; 3) the Midwest; too 4) the West.  H5N1 iv province U.S.A. would atomic number 82 to immediate secession of either the Northeast or the South.  It is alone our segmentation into 50 little states that holds the U.S. together too allows Americans to reap the iv dandy benefits of a Federation: 1) lower economies of scale; 2) fewer races to the bottom too collective  activity problems; 3) correction of negative externalities caused yesteryear i province against another; too 4) Federalist 10 protection of minorities civil rights.  I shudder to contemplate, much less welcome, a breakup of the American federation, equally Sandy Levinson does.  I mean value the world should motion inwards the opposite direction towards to a greater extent than populous too territorially large representative democracies too non toward Levinsonian anarchy, little straight democracies, too dystopias.

The USA of America has the highest gross domestic product per capita of whatsoever of the G-20 constitutional democracies.  According to the IMF, inwards 2018, out of 180 countries inwards the world the gross domestic product per capitas of the G-20 Nations ranked equally follows:  1) the U.S. was 10th behind alone the Gulf states; Switzerland; too Hong Kong 2) FRG was 16th; 3) Commonwealth of Australia was 17th; 4) Canada was 21st ; 5) French Republic was 25th ; 6) the U.K. was 26th; 7) Nippon was 28th; 8) Republic of Korea was 29th; 9) Italia was 33rd; 10) Russian Federation was 49th; 11) United Mexican States was 63rd; 12) PRC was 73rd; 13) South Africa was 89th; 14) Brazil was 80th; too 15) Republic of Republic of India was 119th.  Americans are yesteryear far too away the most economically productive people on the planet.

The USA also has i of the lowest unemployment rates of whatsoever of the G-20 nations.  See e.g., :  1) U.S. 3.8%; 2) French Republic 8.9%;  3) Italia 10.6 % ; 4) South Africa 27.5 %; 5) Turkey 10.3 %; too 6) Brazil 13.1%.  The unemployment charge per unit of measurement inwards the USA today is at the lowest grade it has been at since 1968.   More women too African Americans are working today inwards the USA than e'er before inwards American history.  The U.S. inflation charge per unit of measurement is 2.1%, which is lowers than: 1) the U.K. at 2.7%; 2) Republic of Republic of India at 3.8%; 3) Republic of Republic of India at 3.8%; 4) United Mexican States at 6%; 5) South Africa at 53%; too 6) Turkey at 24.52%.  Added together the U.S. has the lowest misery rate: unemployment charge per unit of measurement addition inflation charge per unit of measurement of whatsoever of the G-20 constitutional democracies.

Moreover, the U.S. Constitution is both the oldest and the shortest written constitution inwards the world, fifty-fifty later on accounting for all of its 27 amendments. 

The U.S. was the commencement land inwards the world to prepare a democracy, inwards 1789, too it was the commencement land inwards the world to grant all white men the right to vote, too to grant to all African American men a constitutional right to vote inwards 1870. 

The U.S. abolished feudalism too monarchy or theocracy inwards 1789, before than did whatsoever other nation! And, inwards 1868, the U.S. banned all hereditary caste systems (including the Black Codes) at a fourth dimension when feudalism continued to be inwards Europe (as it does to the nowadays solar daytime inwards the U.K.) too at a fourth dimension when the Hindu Caste scheme prevailed inwards India. 

The USA was the 2nd G-20 constitutional democracy, later on alone Australia, to give women the right to vote inwards 1920.  Women did non larn the right to vote until 1928 inwards the U.K. too until later on 1945 inwards Germany, France, Nippon too Italy. 

As belatedly equally the Civil War (1861-1865), the USA was soundless the only democracy inwards the world.  This is why President Abraham Lincoln said at the destination of the Gettysburg Address that the outcome of the U.S. Civil War would create upwards one's heed “whether authorities of the people, yesteryear the people too for the people shall buy the farm from the earth.  When Lincoln spoke those words: 1) the Revolutions of 1848 inwards Europe had all failed; 2) the Emperor Napoleon III governed France; 3) the Emperor of Nippon governed that isle country; too 4) inwards the U.K., alone one-seventh of all men could vote for the House of Commons whose actions were acre of report to veto yesteryear the oligarchic House of Lords until 1911. 

On the human rights front, Americans confronted too eliminated de jure racial discrimination inwards occupation too academia betwixt 1948 too 2019; the U.S. recognizes a federal constitutional right to same sexual practice union dissimilar the European Court of Human Rights; the Supreme Courts of India, Japan, Indonesia, too Republic of Korea inwards a world where Russia, China, too all Islamic countries persecute LGBTQ people. 

The U.S. “melting pot” has absorbed waves of immigration from Ireland, Italy, Southern Europe, too Eastern Europe inwards the 19th too 20th centuries, too it is instantly absorbing novel waves of immigration from Latin America, Asia, too fifty-fifty Africa.  Essentially, no Americans seek to emigrate out of the USA piece millions of people from exactly about the world seek to immigrate to the United States.  People vote with their feet, too they clearly make non purchase Professor Levinson’s claim that the U.S. constitutional scheme is dysfunctional.

At the same fourth dimension that the U.S. has secured the Blessings of Liberty to ourselves too our posterity, the U.S. has also been the Great Arsenal of the Democracies.  We fought too won World War I; World War II; the Cold War; too the War against Al Qaeda.  It is the American military machine that, today, protects the European Union from Russian invasions too South Korea, Japan, Indonesia, India, too Commonwealth of Australia from Chinese invasion.  We verbalise softly but behave a large stick.  We maintain the Global Peace, but nosotros make non seek to subjugate the democracies of the world into an American version of the British Empire.

III.              Why Sandy Levinson is Wrong to Criticize Veto Points

Sandy Levinson’s assault on the U.S. Constitution is a reprieve of the Progressive Era assault betwixt 1890 too 1937.  Levinson thinks the Framers of the Constitution were rich white men who prepare a scheme with many veto points, i.e., 1) bicameralism; 2) the president’s veto power; too 3) judicial review all of which doom his wishing for soak the rich wealth redistribution of the form attempted by: 1) the Bolsheviks inwards the onetime Soviet Union; 2) yesteryear Mao Ze Dong inwards communist China; 3) yesteryear Ho Chi Min inwards Vietnam; 4) yesteryear Jim Jong un inwards Democratic People's Republic of Korea too yesteryear his manly individual rear too grandfather; 5) yesteryear Fidel Castro inwards Cuba; too 6) yesteryear Ceasar Chavez too yesteryear Nicolas Maduro inwards Venezuela.

As the examples higher upwards suggest, I bring a real dim watch of what would hold upwards the destination resultant of Levinson’s reform program.  In the 20th Century, nosotros took 2 populations; of the same ethnicity; speaking the same language; too with the same history too culture, too nosotros divided them into a costless marketplace one-half called, West FRG too South Korea; too a radically egalitarian half, called East FRG too North Korea.  The results are instantly inwards on that experiment.  Free marketplace systems with some inequality thrived; egalitarian societies with command too command economies nose-dived.  In the wake of this history, the onus is on Levinson to present why whatsoever similar junking of checks too balances too experimentation with equality would non make the same outcome inwards the U.S., equally it it produced inwards East FRG too North Korea.

The green answer to this is to debate inwards favor of the U.K. parliamentary system, equally Woodrow Wilson did. That province has had an essentially 2 political party scheme where the political party that wins command of the House of Commons has a 5 twelvemonth dictatorship to brand fifty-fifty constitutional changes.  Pursuant to that model, Tony Blair with 43% of the vote nationwide won a 5 twelvemonth term during which he devolved powerfulness to Scotland, Wales, too Northern Ireland; reduced the number of hereditary peers inwards the House of Lords; too paved the agency for his successor David Cameron to:  1) telephone telephone for a pop plebiscite of people too thus living inwards Scotland on Scottish independence, a motion which was barely staved off with alone 55% voting to rest inwards the U.K., and, then, 2) to telephone telephone a plebiscite on whether Britain should vote to leave of absence the U.K., which she did yesteryear a vote of 52% for Brexit too 48% opposed.

In my humble opinion, the British Constitution is idiotic inwards giving political parties with 43% of the vote nationwide the powerfulness to brand constitutional changes.  I cannot mean value of a stupider agency of allocating powerfulness or of a stupider laid of outcomes fifty-fifty if I shared Sandy Levinson’s preference for egalitarian outcomes, rather than for equality of opportunity, which I make not.

The touchstone academic answer to what I exactly said is to follow Bruce Ackerman too favor the High German constitutionally-constrained parliamentary model with a powerful Constitutional Court, which Ackerman claims is preferable to either the U.S. or the U.K. models.  The electrical current High German Constitution is the best Constitution FRG has e'er had, but given how badly the 2 prior High German Constitutions worked out that is non proverb real much.  The electrical current High German Constitution sets upwards its ain scheme of checks too balances with bicameralism on most votes; potent province federalism; too judicial review.  What the High German Constitution lacks, however, is unloose energy inwards the executive, which is why FRG is subject on the USA for unusual policy too military machine support.  FRG cannot fifty-fifty exert leadership inwards the European Union much less than against Russia. 

In its concluding parliamentary election, the voting outcomes were equally follows:  The Christian Democrats too the Christian Social Union  won 32.9% of the vote, their worst showing ever; the Social Democrats won 20.5% of the vote, their worst showing ever; the Free Democrats won 10.7% of the vote the government, but they were frozen out of ; the Left too the Greens each won 9% of the vote, with their best showings ever, but they equally good were frozen out of the government; too 13% of the vote went to the Alternatives for Deutchsland Party (AFD), which became the official opposition with the 3rd best showing of whatsoever party. 

The AFD is an anti-Islamic, anti-semitic, homophobic political party.  Proportional representation inwards FRG is producing the same form of instability that led to the collapse of the Weimer Republic inwards FRG inwards 1933; the collapse of the French Fourth Republic inwards 1958; too the revamping of Italian electoral rules later on 1991.   It is non clear that FRG tin regulation itself, safely, much less than atomic number 82 an Arsenal of the Democracies or fifty-fifty the European Union.  I predict the AFD volition GAIN seats inwards the European Union parliamentary elections.

Sandy Levinson would no uncertainty counter that the election of Donald Trump, which has led to an economical boom, is exactly equally alarming equally is the ascent of the AFD inwards Germany.  This is quite only non true. 

First, of all, nosotros peacefully elected governors too province legislatures inwards 2017 inwards Virginia too New Jersey, too the Democrats swept both states yesteryear huge margins.  Republicans surrendered powerfulness peacefully.  Second, nosotros peacefully held mid-term elections inwards 2018, too the Democrats won command of the House of Representatives inwards a landslide.  Again, Republicans surrendered powerfulness peacefully.  Score 2 for veto blocks! 

Third, nosotros peacefully held U.S. Senate elections inwards 2018, too Democrats lost inwards Indiana, Tennessee, Missouri, Florida, too Iowa because of their mistreatment of Trump Supreme Court nominee Brett Kavanaugh.  We would likely bring a Democratic bulk inwards the Senate today if it were non for the Kavanaugh hearings riling upwards too turning out the Republican base.  Levinson too other legal academics demand await no farther than the destination of their olfactory organ if they wishing to empathise why inwards 2018 nosotros elected a Republican Senate.

Let me comment, however, on exactly a few of the alleged flaws of the U.S. Constitution, according to Levinson.  First, it has equally good many veto points.  I disagree.  I mean value fleeting passions of the minute should non move federal constabulary but alone matters equally to which at that topographic point is a settled national consensus that manifests itself across the 3 elections that nosotros handgrip 2 years apart nether our Madisonian Constitution.  This rolling serial of 3 elections, held 2 years apart has all the virtues of a tracking poll versus a i off at a fourth dimension poll.  We run our republic using a tracking poll to discern the Volonte General whereas the U.K.; Germany; too French Republic occupation a i off for every 5 years poll.  It should non come upwards equally a surprise to anyone that the i off at a fourth dimension poll less accurately discerns the Volonte General than does the tracking poll of 3 elections held 2 years apart.  It leads to a bipartisan consensus on a whole host of sub-constitutional issues.

Matters equally to which at that topographic point is such a consensus include: 1) Social Security; 2) Welfare payments for the poor; 3) the Civil Rights Act of 1964; 4) most of the Voting Rights Act of 1965; 5) The Clean Air too Clean Water Acts of 1970; 6) Medicare too Medicaid; 7) access for women to abortion; and, most recently, access to same sexual practice marriage.  NONE of these matters is nether whatsoever threat today from either President Trump or the Supreme Court.  Those who mean value otherwise volition shortly hold upwards proven wrong.

Second, Levinson thinks presidential powerfulness is equally good large, too I too most conservatives agree.  The solution is to move through the U.S. Code too reclaim many of the powers, including the powerfulness to declare states of emergency, from the president too homecoming these powers to Congress.  At the same time, the notion that Trumpian presidential powerfulness is a threat to republic is a gross misstatement of the facts.  Trump cannot construct his wall on the Mexican edge because a Republican Congress would non appropriate the coin to make thus betwixt 2017 too 2019.  Trump cannot elevator President Obama’s sanctions on Putin too the Russian oligarchs because Congress yesteryear an almost unanimous vote of both Houses inwards Feb 2017 codified them into federal law.  Trump had no command whatsoever over the Justice Department for the commencement 2 years of his term because Senate Republicans made him maintain Jeff Sessions inwards place.  And, dissimilar Barak Obama inwards Libya; George W. Bush inwards Iraq; Bill Clinton inwards Bosnia; George H.W. Bush inwards State of Kuwait too Panama; too Ronald Reagan inwards Granada, Trump has NOT EVEN TRIED to start an unconstitutional war.  Trump made no elbow grease to disrupt the midterm elections, too they went against the political party inwards powerfulness inwards the White House equally thus frequently they do.

In sum, President Trump has been checked too balanced to the yell for where he is almost irrelevant.  In contrast, the flawed electoral systems of the United Kingdom of Great Britain too Northern Ireland of Britain too Northern Republic of Ireland too of FRG may real good bring ruined those nations for good.

Levinson complains bitterly nearly the U.S. Senate’s departure from the regulation of i person, i vote:  But the Democrats make goodness at to the lowest degree equally much from this organization equally make the Republicans, which is shown yesteryear considering the numbers of depression population States.  The vi depression population states, which lean Republican include:  1) Wyoming; 2) Alaska; 3) Montana; 4) Idaho; 5) North Dakota; too 6) South Dakota.  The vi depression population states which lean Democratic include:  1) Vermont; 2) Rhode Island; 3) Delaware; 4) New Hampshire; 5) Vermont; too 6) Hawaii.  The depression population states effectively cancel each other out, which is i of many reasons why abolition of the Senate would hold upwards a real bad idea.  I would, however, larn rid of the Senate filibuster of legislation for reasons I volition explicate below.

4.  Useful Reforms to Consider

First, I would larn rid of the Senate filibuster of legislation, which I mean value introduces i veto yell for equally good many, too equally good arbitrary for the benefits of the dominion to top the cost.

Second, I would trim presidential powerfulness yesteryear returning to Congress broad powers that it has unwisely delegate to the president or the administrative agencies.

Third, I would back upwards judicial review non alone of the equality inwards population of U.S. House of Representatives seats, but also of the “compactness” of the lines yesteryear which districts are drawn.  Under the electrical current scheme 40% of the seats are safely Democratic; 40% are safely Republican too alone 20% are really upwards for grabs.  Safe Democrats topographic point themselves agency to the left to stave off nous challenges piece rubber Republicans topographic point themselves agency to the right to stave off conservative nous challenges.


Fourth, I would amend the Constitution to constitute an eighteen twelvemonth term restrain for Supreme Court justices; to ready the size of the Court at nine justices; too to render that at that topographic point volition hold upwards i vacancy every 2 years during a president’s iv twelvemonth term.  The commencement vacancy should move on on June 30th of the twelvemonth inwards which the President was elected.  The 2nd vacancy should move on on June 30th of the President’s 4th twelvemonth inwards office.  Neither Presidents nor senators should hold upwards allowed to depict their salaries, access their benefits, or have whatsoever amount of coin from whatsoever other individual until the Supreme Court vacancy inwards enquiry is filled.

Steven G. Calabresi is Clayton J. too Henry R. Barber Professor of Law at Northwestern-Pritzker School of Law. You tin gain him yesteryear email at s-calabresi at law.northwestern.edu

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